Ruse-Khan: The (Non) Use of Treaty Object and Purpose in Intellectual Property Disputes in the WTO

Henning Grosse Ruse-Khan (Max Planck Institute for Intellectual Property and Competition Law) has posted The (Non) Use of Treaty Object and Purpose in Intellectual Property Disputes in the WTO (in Sustainable Development in the Decisions of International Courts and Tribunals 1992-2012, forthcoming). Here's the abstract:

Dispute settlement Panels and the Appellate Body of the World Trade Organization (WTO) have long been criticised for a ‘textual’ approach to treaty interpretation which focuses too much on the ordinary meaning of treaty provisions. Arguably this approach responded to fears of judicial activism and overreach by the judicial bodies which in turn may encroach upon sovereignty and national autonomy of WTO Members. In some decisions however, especially the Appellate Body has taken a more pro-active role, using for example object and purpose of the WTO Agreements to fill gaps and clarify ambiguities. For example in the famous US – Shrimp dispute, the Appellate Body emphasised that the sustainable development objective enshrined in the WTO preamble ‘must add colour, texture and shading to our interpretation of the Agreements annexed to the WTO Agreement’.

This of course includes the Agreement on Trade Related Aspects of Intellectual Property Rights (TRIPS). With its Articles 7 and 8, TRIPS is probably the only WTO Agreement which contains explicit textual expressions of its object and purpose. In the Doha Declaration on TRIPS and Public Health, all WTO Members stressed the importance of these norms for interpreting TRIPS. In substance, they align with the principle of integration and reconciliation of economic, social and environmental objectives. This principle is at the core of the notion of sustainable development as a concept in international law. It has been expressed in the ILA Declaration of Principles of International Law Related to Sustainable Development.

Against this background, one would expect Articles 7 and 8 TRIPS to play a prominent role in WTO dispute settlement related to TRIPS. Anyone familiar with IP-related disputes in the WTO however knows that this is not the case. This paper analyses when and how TRIPS jurisprudence has utilised these norms and tries to offer explanations for their (non) use.